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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-11-03
CA RA APPROVED 2013-10-29
TX RA APPROVED 2013-10-29
  • UT RA
    APPROVED
    Since 2023-11-03
  • CA RA
    APPROVED
    Since 2013-10-29
  • TX RA
    APPROVED
    Since 2013-10-29

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

95 State Street Suite 2210, Salt Lake City, UT 84111 • United States

North Ogden, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 10/2013 Present
Previous Registrations
Other Businesses

1) HE HAS MUSIC PRODUCTION COMPANY CALLED 241 PRODUCTIONS. /// 2) SHOTMASTER, NEWHALL, CA 91321, BASKETBALL, INVESTOR, 15-AUG-2008, 1-10HRS MNTH, 0HRS DRNG TRDNG, NOT INVST RLTD. /// 3) BIG HOLE MEADOWS, LLC / HWY 43 WISE RIVER,MONTANA 59762 / PARTNERSHIP/ OTHER VACATION HOME IN MONTANA / VACATION HOME IN MONTANA / PARTNER / / NONE / START DATE 10/15/2004 /// 4) The 2002 R.G. Settlement Trust/ Newhall, CA, 91321, US/ as stated above, to receive funds from R.G for each trust and to make sure that the annual life insurance premiums are paid on time. the trust are with on the last 1 to 2 years of their useful life in December of 2020./ start date: 5/1/2002 /// 5) C.K.D. Revocable Trust DTD 6/17/16 / Newhall, CA United States91321 / Successor Trustee to oversee closing out her estate and to divide the assets to my aunts three children. / To oversee the closing of the estate and transferring the assets into the accounts of the three children of my aunt. / Start DATE: 9/13/2019 /// 6) 241 Holding LLC / Other / LLC / to limit personal liability / Sole proprietorship / the LLC is set up to hold my airplane and a vacation home. No other duties. /// 7) 241 Sports Holdings International, LLC / Other / LLC / to hold a patent for Shotmaster, LLC / Officer / Only to hold a patent for Shotmaster

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-19
S63 Uniform Securities Agent State Law Examination 1989-09-08
  • S65 Uniform Investment Adviser Law Examination
    1997-05-19
  • S63 Uniform Securities Agent State Law Examination
    1989-09-08
Other Names
  • Matthew Scott Harries
  • Matthew Scott Harries
  • M Scott Harries
  • M. Scott Harries
  • M. Scott Harries

View on SEC IAPD

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