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Erik B Seeney

Ubs Financial Services Inc.

Atlanta, GA

Weehawken, NJ

Alpharetta, GA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-03-03
  • GA RA
    APPROVED
    Since 2014-03-03

Branch Locations

3455 Peachtree Road, Atlanta, GA 30326 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Atlanta GA 02/2014 06/2018
Ubs Financial Services, Inc. Atlanta GA 07/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-10
  • S66 Uniform Combined State Law Examination
    2010-03-10

View on SEC IAPD

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