Best Investors Account Sign in
Inactive

James Vincent Wallerius

Systematic Financial Management LP

Jacksonville, FL

Amelia Island, FL

Claim This Profile
Current Employers
Systematic Financial Management Lp

300 Frank W Burr Blvd 7Th Fl Glenpointe East, Teaneck, NJ 07666 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2002-06-25
  • FL RA
    APPROVED
    Since 2002-06-25

Branch Locations

Jacksonville, FL • United States

Amelia Island, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Systematic Financial Management Teaneck NJ 03/2000 Present
  • 03/2000 → Present
    Systematic Financial Management
    Teaneck, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-07
S63 Uniform Securities Agent State Law Examination 1989-09-08
  • S65 Uniform Investment Adviser Law Examination
    1995-04-07
  • S63 Uniform Securities Agent State Law Examination
    1989-09-08

View on SEC IAPD

More in Jacksonville, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor