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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MT | RA | APPROVED | 2012-05-23 |
Branch Locations
404 North 31St Street Ste 300, Billings, MT 59101-1211 • United States
Billings, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Billings | MT | 05/2012 | Present |
| City National Bank | Billings | MT | 07/2019 | 01/2025 |
1) NAME OF ENTITY: 2024 Clubhouse Way 4 Plex Rental Apartment ADDRESS: 2024 Clubhouse Way Billings, MT 59105 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 4 Unit Rental Apartment CAPACITY: Owner - Passive START DATE: 10/03/22 DUTIES: I am a passive joint owner with my father who handles the normal operations. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Hearthstone Condominium Association ADDRESS: 3352 Racquet Drive Billings, Mt 59102 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 6 Unit Condo Association CAPACITY: Owner - Passive, Board of Directors * START DATE: 11/28/2022 DUTIES: I will act as the President of the Association and conduct 1 annual meeting and any special meetings. HOURS DEVOTED PER MONTH: 5 minutes per week HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Regal Condo Association ADDRESS: 4024 Palisades Park Drive Billings MT 59106 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jul 25, 2024 CAPACITY: Owner DUTIES: My wife will be managing the rental property and I am on the mortgage. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-15 |
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