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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
MT RA APPROVED 2012-05-23
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • MT RA
    APPROVED
    Since 2012-05-23

Branch Locations

404 North 31St Street Ste 300, Billings, MT 59101-1211 • United States

Billings, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Billings MT 05/2012 Present
City National Bank Billings MT 07/2019 01/2025
Previous Registrations
Other Businesses

1) NAME OF ENTITY: 2024 Clubhouse Way 4 Plex Rental Apartment ADDRESS: 2024 Clubhouse Way Billings, MT 59105 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 4 Unit Rental Apartment CAPACITY: Owner - Passive START DATE: 10/03/22 DUTIES: I am a passive joint owner with my father who handles the normal operations. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Hearthstone Condominium Association ADDRESS: 3352 Racquet Drive Billings, Mt 59102 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 6 Unit Condo Association CAPACITY: Owner - Passive, Board of Directors * START DATE: 11/28/2022 DUTIES: I will act as the President of the Association and conduct 1 annual meeting and any special meetings. HOURS DEVOTED PER MONTH: 5 minutes per week HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Regal Condo Association ADDRESS: 4024 Palisades Park Drive Billings MT 59106 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jul 25, 2024 CAPACITY: Owner DUTIES: My wife will be managing the rental property and I am on the mortgage. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-14
S63 Uniform Securities Agent State Law Examination 1998-01-15
  • S66 Uniform Combined State Law Examination
    2011-06-14
  • S63 Uniform Securities Agent State Law Examination
    1998-01-15
Other Names
  • John P Mccalla

View on SEC IAPD

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