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James Joseph Stossel

LPl Financial LLC

Pittsburgh, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-06-01
TX RA APPROVED_RES 2020-06-01
  • PA RA
    APPROVED
    Since 2020-06-01
  • TX RA
    APPROVED_RES
    Since 2020-06-01

Branch Locations

6000 Babcock Blvd Suite #1009B, Pittsburgh, PA 15237 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Pittsburg PA 05/2007 06/2020
Lpl Financial Llc Pittsburgh PA 06/2020 Present
  • 05/2007 → 06/2020
    Woodbury Financial Services
    Pittsburg, PA
  • 06/2020 → Present
    Lpl Financial Llc
    Pittsburgh, PA
Previous Registrations
  • 2007-11-16 → 2020-06-03
    Woodbury Financial Services, Inc.
    Pittsburgh, PA
    Wexford, PA
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-02
S63 Uniform Securities Agent State Law Examination 1989-10-06
  • S66 Uniform Combined State Law Examination
    2007-11-02
  • S63 Uniform Securities Agent State Law Examination
    1989-10-06
Other Names
  • James J Stossel

View on SEC IAPD

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Ariel Irene Elise Watson
NANCY DUGAN MCKEE

Other Offices

ALLEGHENY FINANCIAL GROUP · PITTSBURGH, PA
ALLEGHENY INVESTMENTS · PITTSBURGH, PA
ANALYTX CAPITAL MANAGEMENT LP · PITTSBURGH, PA
CWM, LLC · Pittsburgh, PA
LPL FINANCIAL LLC · BELLEVUE, PA
DS WEALTH ADVISORS, INC. · PITTSBURGH, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PITTSBURGH, PA
WESBANCO SECURITIES, INC. · PITTSBURGH, PA

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