Robert Alan Apple

Current Employers

Employment History

• 12/2014 → 04/2020
  Raymond James & Associates
  Beachwood, OH
• 04/2020 → Present
  Lpl Finanical Llc
  Beachwood, OH

Previous Registrations

• 2014-12-05 → 2020-04-07
  Raymond James & Associates, Inc.
  Beachwood, OH
• 2010-10-27 → 2014-12-08
  B. Riley Wealth Management
  Mentor, OH
• 2009-03-13 → 2010-10-15
  Rbc Capital Markets, Llc
  Beachwood, OH
• 2006-11-14 → 2009-03-13
  Ferris, Baker Watts, Llc
  Beachwood, OH
• 2005-05-17 → 2006-11-15
  Ameriprise Advisor Services, Inc.
  Mayfield, OH
  Seven Hills, OH
• 1999-11-10 → 2005-05-11
  Advest, Inc.
  Beachwood, OH

Other Businesses

1)4/3/2020- Stratos Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2) 11/16/2022 - Robert A. Apple, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 04/03/2020 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-23
• S63 Uniform Securities Agent State Law Examination
  1990-08-24