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Coral Gables, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Coral Gables | FL | 06/2016 | 12/2016 |
| Morgan Stanley | Miami | FL | 01/2017 | 03/2017 |
| Credit Suisse | Geneva | 04/2017 | 09/2019 | |
| N/A | Miami | FL | 10/2019 | 03/2023 |
| Figa Capital Management Llc | Coral Gables | FL | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-06 |
| S66 | Uniform Combined State Law Examination | 2011-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-30 |
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