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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-06
GA RA APPROVED 2003-04-04
  • TX RA
    APPROVED
    Since 2016-01-06
  • GA RA
    APPROVED
    Since 2003-04-04

Branch Locations

1100 Abernathy Road Ne Building 500; Suite 1850, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Atlanta GA 08/2002 Present
  • 08/2002 → Present
    Raymond James & Associates
    Atlanta, GA
Other Businesses

(1)Name of Business: Creative Corporate Ideas Address: 675 Mansell Road, Suite 115, Roswell, GA, 30076, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 07/23/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a minority shareholder in my wife's company. I have no active role in the company.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-17
S63 Uniform Securities Agent State Law Examination 1989-08-29
  • S65 Uniform Investment Adviser Law Examination
    1995-07-17
  • S63 Uniform Securities Agent State Law Examination
    1989-08-29

View on SEC IAPD

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