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Katherine Mary Clarke

Raymond James & Associates, Inc.

Westport, CT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-05-01
  • CT RA
    APPROVED
    Since 2018-05-01

Branch Locations

285 Riverside Avenue Suite 205, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Westport CT 04/2018 Present
Unemployed Greenwich CT 09/2016 04/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-28
  • S66 Uniform Combined State Law Examination
    2009-03-28
Other Names
  • Kate Juliano
  • Katherine Mary Clarke
  • Kate Clarke
  • Katherine Mary Juliano

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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