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Anthony Nicholas Freeman

Wells Fargo Clearing Services, LLC

Atlanta, GA

Alpharetta, GA

Norcross, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-10-01
TX RA APPROVED 2019-09-30
  • GA RA
    APPROVED
    Since 2019-10-01
  • TX RA
    APPROVED
    Since 2019-09-30

Branch Locations

3280 Peachtree Rd Ne Ste 400, Atlanta, GA 30305 • United States

2520 Northwinds Pkwy Ste 200 [G9-Rbo], Alpharetta, GA 30009 • United States

Norcross, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 02/2008 09/2019
Wells Fargo Clearing Services, Llc Atlanta GA 09/2019 Present
Previous Registrations
  • 2008-02-29 → 2019-10-09
    Ubs Financial Services Inc.
    Atlanta, GA
  • 2007-04-02 → 2008-03-04
    Morgan Stanley & Co. Llc
    Alpharetta, GA
  • 2003-02-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Alpharetta, GA
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-27
  • S66 Uniform Combined State Law Examination
    1999-07-27

View on SEC IAPD

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