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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2010-12-22 |
Branch Locations
288 Littleton Road, Suite 6, Westford, MA 01866 • United States
346 Commercial Street, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Westford | MA | 12/2010 | Present |
| Flagship Harbor Advisors, Llc | Westford | MA | 12/2010 | Present |
(1) 07/11/2011: Wayne Bradley - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Fixed insurance and fixed annuities (2) 11/18/2013: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - 50% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, LLC, an independent investment advisor firm. I started this business activity in December 22, 2010. I expect to spend approximately 50% of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-10-20 |
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