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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-21
NY RA APPROVED 2022-02-17
TX RA APPROVED 2022-02-17
  • FL RA
    APPROVED
    Since 2026-01-21
  • NY RA
    APPROVED
    Since 2022-02-17
  • TX RA
    APPROVED
    Since 2022-02-17

Branch Locations

Jupiter, FL • United States

68 S Service Rd Ste 200, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation Uniondale NY 11/2007 01/2022
Wells Fargo Clearing Services, Llc ( Babylon NY 01/2022 Present
  • 11/2007 → 01/2022
    Mbsc Securities Corporation
    Uniondale, NY
  • 01/2022 → Present
    Wells Fargo Clearing Services, Llc (
    Babylon, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-16
S63 Uniform Securities Agent State Law Examination 1989-08-28
  • S65 Uniform Investment Adviser Law Examination
    1997-06-16
  • S63 Uniform Securities Agent State Law Examination
    1989-08-28

View on SEC IAPD

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