David L Petray

Current Employers

Syndicated Capital, Inc.

21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-01-08

CA RA
APPROVED

Since 2021-01-08

Branch Locations

Costa Mesa, CA • United States

21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
A. G. Edwards & Sons, Inc.	Laguna Beach	CA	11/1998	Present
Syndicated Capital, Inc.	Santa Monica	CA	07/2001	Present

11/1998 → Present

A. G. Edwards & Sons, Inc.

Laguna Beach, CA
07/2001 → Present

Syndicated Capital, Inc.

Santa Monica, CA

Other Businesses

CADENCE TRAVEL, 7701 HERSCHEL AVENUE, LAJOLLA, CA 92037, non investment related; LUXURY TRAVEL ADVISOR SINCE 10.2013, 0 HOUR DURING MARKET HOURS. Endeavor Mortgage, 16892 Bolsa Chica Street, Suite 204, Huntington Beach, CA 92649; non investment related, mortgage advisor; 6 hours per month during market hours. XOLO Energy Drink Inc, 349 Rochester Street, Suite B, Costa Mesa, CA 92627, non investment related, founder/CEO. 32 hours/month during market hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-01-26

S63 Uniform Securities Agent State Law Examination

1990-01-26