Richard David Wohlwend

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-01-24
TX	RA	APPROVED_RES	2025-01-24

MN RA
APPROVED

Since 2025-01-24
TX RA
APPROVED_RES

Since 2025-01-24

Branch Locations

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sabre Financial -Dba	Lakeville	MN	04/1997	Present
Lincoln Financial Securities Corporation	Lakeville	MN	07/2008	01/2025
Osaic Wealth, Inc.	Lakeville	MN	01/2025	Present

04/1997 → Present

Sabre Financial -Dba

Lakeville, MN
07/2008 → 01/2025

Lincoln Financial Securities Corporation

Lakeville, MN
01/2025 → Present

Osaic Wealth, Inc.

Lakeville, MN

Previous Registrations

2014-01-16 → 2025-01-24

Osaic Fs, Inc.

Lakeville, MN

Burnsville, MN

Other Businesses

1)SABRE FINANCIAL 11863 RIVER HILLS DR BURNSVILLE, MN 55337 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: INSURANCE AGENT DUTIES: SALE OF FIXED LIFE, HEALTH, ACCIDENT, AND DISABILITY INSURANCE, FIXED ANNUITIES, AND HEALTH SAVINGS ACCOUNTS START DATE: 1/30/89 HOURS PER MONTH: 100 HOURS PER MONTH DURING TRADING HOURS: 100

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-10-28
S63	Uniform Securities Agent State Law Examination	1989-10-13

S65 Uniform Investment Adviser Law Examination

2017-10-28
S63 Uniform Securities Agent State Law Examination

1989-10-13

View on SEC IAPD