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Ronald Paul Obernolte

LPl Financial LLC

Bass Lake, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-06
  • CA RA
    APPROVED
    Since 2026-01-06

Branch Locations

Bass Lake, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Summit Group Oakhurst CA 05/1994 12/2025
Cetera Advisors Llc Denver CO 01/2013 12/2025
Cetera Investment Advisers Llc Schaumburg IL 03/2024 12/2025
Lpl Financial Llc Bass Lake CA 01/2026 Present
Previous Registrations
  • 2024-03-21 → 2025-12-08
    Cetera Investment Advisers Llc
    Oakhurst, CA
    Bass Lake, CA
  • 1999-05-03 → 2024-03-21
    Cetera Advisors Llc
    Greenwood Village, CO
    Oakhurst, CA
    Bass Lake, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-17
S63 Uniform Securities Agent State Law Examination 1991-03-07
  • S65 Uniform Investment Adviser Law Examination
    1998-07-17
  • S63 Uniform Securities Agent State Law Examination
    1991-03-07
Other Names
  • Ron Obernolte

View on SEC IAPD

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