Christopher Godvin

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-18
TX	RA	APPROVED	2025-08-18

CA RA
APPROVED

Since 2025-08-18
TX RA
APPROVED

Since 2025-08-18

Branch Locations

2 Theatre Square Suite 322, Orinda, CA 94563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Securities	San Francisco	CA	10/2007	11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Walnut Creek	CA	11/2022	08/2025
Self-Employed	Danville	CA	01/2019	09/2022
Bank Of America, N.A.	Walnut Creek	CA	01/2023	08/2025
Morgan Stanley Smith Barney Llc	Orinda	CA	08/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2026	Present

10/2007 → 11/2018

Ubs Securities

San Francisco, CA
11/2022 → 08/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA
01/2019 → 09/2022

Self-Employed

Danville, CA
01/2023 → 08/2025

Bank Of America, N.A.

Walnut Creek, CA
08/2025 → Present

Morgan Stanley Smith Barney Llc

Orinda, CA
04/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2024-01-04 → 2025-08-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-01-03
S63	Uniform Securities Agent State Law Examination	2023-07-24

S65 Uniform Investment Adviser Law Examination

2024-01-03
S63 Uniform Securities Agent State Law Examination

2023-07-24

Other Names

Christopher Gerard Godvin
Godvin G Godvin

View on SEC IAPD

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