Richard Sinderbrand

Current Employers

Employment History

• 10/2014 → 11/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newbury Park, CA
• 10/2014 → 11/2016
  Bank Of America, N.A.
  Newbury Park, CA
• 01/2018 → 08/2023
  Pruco Securities, Llc.
  Sherman Oaks, CA
• 12/2016 → 12/2017
  Advantage Capital Advisors
  Los Angeles, CA
• 01/2018 → 08/2023
  Prudential Advisors
  Westlake Village, CA
• 07/2024 → Present
  Edward Jones
  St Louis, MO
• 09/2023 → 07/2024
  Unemployed
  Thousand Oaks, CA

Previous Registrations

• 2018-06-07 → 2023-09-15
  Pruco Securities, Llc.
  Sherman Oaks, CA
• 2014-10-13 → 2016-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Calabasas, CA
  Newbury Park, CA
  Westlake Village, CA
  Agoura, CA
  Newbury Park, CA
  Thousand Oaks, CA
• 2008-07-17 → 2014-09-25
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Westlake Village, CA
• 2005-01-10 → 2008-07-31
  Ubs Financial Services Inc.
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

SELF WRITTEN NON-FICTION BOOK Type of business: SALES THOUSAND OAKS, CA Start date: 8/31/2025 AUTHOR Hours per week: 0 Hours during trading: 0 AUTHOR/NARRATOR ******* "Uber Type: driving Date: 10/01/23 Title: Driver Trad Hrs: 0 Tot Hrs: 5 Desc: driving riders from point A to point B City-State: San Francisco CA" * NOVELCO BOOKS CHARLOTTE, NC Start date: 9/10/2025 Hours per week: 0 Hours during trading: 0 0 *

Exams

• S66 Uniform Combined State Law Examination
  2005-01-07

Other Names

• Rick Sinderbrand
• Richard Sinderbrand
• Richard Daniel Sinderbrand