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David Sean Maher

Ubs Financial Services Inc.

Cleveland, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-27
TX RA APPROVED_RES 2002-09-19
OH RA APPROVED 1999-08-16
  • FL RA
    APPROVED
    Since 2023-02-27
  • TX RA
    APPROVED_RES
    Since 2002-09-19
  • OH RA
    APPROVED
    Since 1999-08-16

Branch Locations

600 Superior Ave E. - 27Th Floor, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Cleveland OH 03/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-10
S63 Uniform Securities Agent State Law Examination 1989-12-13
  • S65 Uniform Investment Adviser Law Examination
    1992-02-10
  • S63 Uniform Securities Agent State Law Examination
    1989-12-13
Other Names
  • Dave Maher

View on SEC IAPD

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FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
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