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Zubin Hodiwalla

Aegis Capital Corp.

Tampa, FL

Melville, NY

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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-20
FL RA APPROVED 2025-09-15
CT RA APPROVED 2025-01-03
TX RA APPROVED 2025-01-03
NY RA APPROVED 2025-01-02
  • NJ RA
    APPROVED
    Since 2026-08-20
  • FL RA
    APPROVED
    Since 2025-09-15
  • CT RA
    APPROVED
    Since 2025-01-03
  • TX RA
    APPROVED
    Since 2025-01-03
  • NY RA
    APPROVED
    Since 2025-01-02

Branch Locations

Tampa, FL • United States

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New York NY 05/2008 12/2018
Charles Schwab Bank New York NY 05/2008 12/2018
Td Ameritrade Inc Massapequa Park NY 04/2019 01/2021
Self Employed New Hyde Park NY 01/2019 03/2019
Unemployed New Hyde Park NY 01/2021 08/2021
Aegis Capital Corp Melville NY 09/2021 Present
  • 05/2008 → 12/2018
    Charles Schwab & Co., Inc.
    New York, NY
  • 05/2008 → 12/2018
    Charles Schwab Bank
    New York, NY
  • 04/2019 → 01/2021
    Td Ameritrade Inc
    Massapequa Park, NY
  • 01/2019 → 03/2019
    Self Employed
    New Hyde Park, NY
  • 01/2021 → 08/2021
    Unemployed
    New Hyde Park, NY
  • 09/2021 → Present
    Aegis Capital Corp
    Melville, NY
Previous Registrations
  • 2019-05-08 → 2021-01-11
    Td Ameritrade, Inc.
    Massapequa Park, NY
    Garden City, NY
  • 2019-05-08 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Garden City, NY
    Massapequa Park, NY
  • 2008-05-14 → 2018-12-26
    Charles Schwab & Co., Inc.
    New York City, NY
    New York City, NY
  • 2007-12-21 → 2008-04-30
    Td Ameritrade, Inc.
    New York, NY
  • 2007-12-21 → 2008-04-30
    Td Ameritrade Investment Management, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-30
S63 Uniform Securities Agent State Law Examination 1994-11-29
  • S65 Uniform Investment Adviser Law Examination
    2024-12-30
  • S63 Uniform Securities Agent State Law Examination
    1994-11-29
Other Names
  • Zubin S Hodiwalla

View on SEC IAPD

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