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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02109 • United States
28 State Street 26Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Boston | MA | 06/2009 | Present |
1. SAMZACLU LLC; Investment related; A boat holding company; Sole owner(proprietor, partner, officer, director, employee, trustee, agent); Sep 2018; During business hours: 0; After business hours: 0.1 2.*420023 - Trust; Investment related Yes; Concord, Massachusetts; March 2021; During business hours: 0; Trustee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-25 |
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