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6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-30 |
| TX | RA | APPROVED | 2020-12-18 |
Branch Locations
6470 New Taylor Rd, Orchard Park, NY 14127 • United States
6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Orchard Park | NY | 08/2004 | 07/2025 |
| Clearplan Financial, Inc. | Orchard Park | NY | 06/2007 | Present |
| Wny Asset Management, Llc | Orchard Park | NY | 12/2020 | Present |
| Lpl Financial Llc | Louisville | TN | 07/2025 | Present |
1. 07/10/2025- WNY ASSET MANAGEMENT, LLC- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 01/04/2020- 160 Hours Per Month- 160 Hours During Trading- I provide investment advisory services through WNY Asset Management, an independent investment advisor firm. I started this business activity in 1/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 07/10/2025-Robert Kloss- Real Estate Rental- INV Related- Home Based- Start date 01/04/2013- 1 Hour Per Month- 1 Hour During Trading 3. 07/10/2025-New Taylor LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 01/04/2015- 5 Hours Per Month- 5 Hours During Trading 4. 07/10/2025- Relwood LLC- Real Estate Rental- INV Related- At Hamburg, NY- Start date 01/04/2018- 2 Hours Per Month- 2 Hours During Trading 5. 10/23/2025 - Robert Kloss Insurance - Non-Variable Insurance/Insurance Agency - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/04/1992 - 10 hours per month/ during trading 6. 10/23/2025 - ClearPlan Financial, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/04/2007 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-24 |
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