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James Christopher Ewing

Hightower Advisors, LLC

Chicago, IL

Marlton, NJ

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-13
  • NJ RA
    APPROVED
    Since 2017-03-13

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

525 Greentree Centre, Suite 306, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Marlton NJ 06/2007 03/2017
Bank Of America, Na Mount Laurel NJ 12/2009 03/2017
Hightower Securities, Llc Marlton NJ 03/2017 Present
Hightower Advisors, Llc Marlton NJ 03/2017 Present
  • 06/2007 → 03/2017
    Merrill Lynch, Pierce, Fenner & Smith
    Marlton, NJ
  • 12/2009 → 03/2017
    Bank Of America, Na
    Mount Laurel, NJ
  • 03/2017 → Present
    Hightower Securities, Llc
    Marlton, NJ
  • 03/2017 → Present
    Hightower Advisors, Llc
    Marlton, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-25
S63 Uniform Securities Agent State Law Examination 1999-07-14
  • S66 Uniform Combined State Law Examination
    2007-09-25
  • S63 Uniform Securities Agent State Law Examination
    1999-07-14
Other Names
  • Jim Ewing

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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