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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-04-05
TX RA APPROVED_RES 2011-03-30
NC RA APPROVED 2011-03-29
LA RA APPROVED 2011-03-25
GA RA APPROVED 2011-03-22
  • OH RA
    APPROVED
    Since 2011-04-05
  • TX RA
    APPROVED_RES
    Since 2011-03-30
  • NC RA
    APPROVED
    Since 2011-03-29
  • LA RA
    APPROVED
    Since 2011-03-25
  • GA RA
    APPROVED
    Since 2011-03-22

Branch Locations

Marietta, GA • United States

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Atlanta GA 03/2011 Present
Jpmorgan Chase Bank, N.A. Atlanta GA 03/2011 Present
Previous Registrations
Other Businesses

Entity Name: Rental Home Investment related: Yes Address: 3 Atlanta GA; 86 & 88 Atlanta GA; 175 Atlanta GA; 141 Eatonton GA; 3645 Atlanta GA Nature of the other business: Rental Position/Title/Relationship: Sole Proprietor Start Date: 14-May-2013 Approximate # of hours a month: 5 Hours per year Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental Property. Collect Rent. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-26
S63 Uniform Securities Agent State Law Examination 1993-05-11
  • S65 Uniform Investment Adviser Law Examination
    1993-08-26
  • S63 Uniform Securities Agent State Law Examination
    1993-05-11
Other Names
  • Robert Jeff Shoup
  • R.JEff Shoup

View on SEC IAPD

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