Bruce Alan Mazo

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-05-29
TX	RA	APPROVED_RES	2026-01-26

MD RA
APPROVED

Since 2026-05-29
TX RA
APPROVED_RES

Since 2026-01-26

Branch Locations

Baltimore, MD • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	El Segundo	CA	01/2013	10/2025
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	10/2025
Silver Oak Securities, Inc.	Jackson	TN	11/2025	01/2026
Cetera Advisors Llc	Greenwood Village	CO	10/2010	03/2024
Secure Retirement Advisors, Llc	Baltimore	MD	01/2026	Present
Lpl Financial	Baltimore	MD	01/2026	Present
Jfc Advisor Network	Baltimore	MD	01/2026	Present

01/2013 → 10/2025

Cetera Advisors Llc

El Segundo, CA
03/2024 → 10/2025

Cetera Investment Advisers Llc

Schaumburg, IL
11/2025 → 01/2026

Silver Oak Securities, Inc.

Jackson, TN
10/2010 → 03/2024

Cetera Advisors Llc

Greenwood Village, CO
01/2026 → Present

Secure Retirement Advisors, Llc

Baltimore, MD
01/2026 → Present

Lpl Financial

Baltimore, MD
01/2026 → Present

Jfc Advisor Network

Baltimore, MD

Previous Registrations

2025-11-05 → 2026-01-22

Silver Oak Securities, Incorporated

Baltimore, MD

Jackson, TN

Baltimore, MD

Northborough, MA
2024-03-21 → 2025-11-03

Cetera Investment Advisers Llc

Rhinebeck, NY

Baltimore, MD
2010-10-29 → 2024-03-21

Cetera Advisors Llc

Shrewsbury, MA

Northborough, MA

Newton, MA

Northborough, MA

Baltimore, MD

Rhinebeck, NY
2006-11-27 → 2010-11-01

Osaic Fa, Inc.

Treasure Island, FL

Palm Harbor, FL

Jacksonville, FL

Palm Harbor, FL
1998-06-01 → 2005-01-10

Osaic Fa, Inc.

Palm Harbor, FL

Other Businesses

1-01/2026 / Secure Retirement Advisors LLC / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 160 HRS DURING TRADING / AT RPRT LOC / START 01/05/26 2- 01/2026 / Insurance Sales / Non-Variable Insurance Commission Trails / INV RLTD / START 07/10/1989

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-08-12
S63	Uniform Securities Agent State Law Examination	1989-09-19

S65 Uniform Investment Adviser Law Examination

2021-08-12
S63 Uniform Securities Agent State Law Examination

1989-09-19

View on SEC IAPD