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Leslie Hightower Fiehn

Wells Fargo Clearing Services, LLC

Tyler, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-09-19
  • TX RA
    APPROVED
    Since 2014-09-19

Branch Locations

6101 S Broadway Ste 110 [Support Center], Tyler, TX 75703 • United States

18050 Saturn Ln Ste 220, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Houston TX 04/2014 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-19
S63 Uniform Securities Agent State Law Examination 1990-12-20
  • S66 Uniform Combined State Law Examination
    2014-09-19
  • S63 Uniform Securities Agent State Law Examination
    1990-12-20
Other Names
  • Leslie Sue Fiehn
  • Leslie Sue
  • Leslie Sue Fiehn
  • Leslie Sue Hightower

View on SEC IAPD

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