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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-05 |
| PA | RA | APPROVED | 2024-02-05 |
Branch Locations
Drexel Hill, PA • United States
10 Hudson Yards, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 11/2014 | 10/2018 |
| Janney Montgomery Scott Llc | Philadelphia | PA | 10/2018 | 03/2019 |
| Citizens Securities, Inc. | Fort Washington | PA | 04/2019 | 10/2021 |
| Citizens Securities, Inc. | Fort Washington | PA | 10/2021 | 02/2024 |
| Guardian Life Insurance Company | New York | NY | 02/2024 | 12/2024 |
| Park Avenue Securities Llc | New York | NY | 02/2024 | 12/2024 |
| Guardian Life Insurance Company | Drexel Hill | PA | 12/2024 | Present |
| Guardian Life Insurance Company | Drexel Hill | PA | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-08 |
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