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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 1993-05-07 |
| TX | RA | APPROVED_RES | 1992-04-09 |
Branch Locations
2 Pickwick Plz, Greenwich, CT 06830 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 11/1991 | Present |
| Bank Of America,Na | Greenwich | CT | 09/2009 | Present |
I*110688 For profit or not for profit: For-Profit Organization Name of outside business organization: TriSke , LLC Investment related: N Address of business: MORRISON, Colorado 80465 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 11/28/2017 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: LLC INVESTMENT TO PURCHASE A VACATION HOME WITH MY BROTHER AND SISTER 1/3 PARTNERS EACH
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-12-01 |
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