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11152 S Towne Square, Saint Louis, MO 63123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-05-20 |
Branch Locations
11152 S Towne Square, Saint Louis, MO 63123 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Johns Creek | GA | 07/2020 | 07/2022 |
| World Financial Group, Inc. | Johns Creek | GA | 07/2020 | 07/2022 |
| N.E.W. Plastics Corp. | Luxemburg | WI | 03/2018 | 12/2021 |
| Fullerton Group | Atlanta | GA | 05/2010 | 05/2024 |
| Bison Wealth, Llc | Atlanta | GA | 07/2023 | 05/2024 |
| Saxony Capital Management | St. Louis | MO | 05/2024 | Present |
| Patrick Capital Markets | St. Louis | MO | 05/2024 | Present |
(1) Piedmont Capital Distributors-Investment Related; 3596 Cantrell Rd NE Atlanta, GA 30319; 05/2024; Wholesaling Securities Products. DBA for Investment-Related Business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-26 |
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