Michael Paul Hughes

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-11-17
TX	RA	APPROVED_RES	2025-11-17

MO RA
APPROVED

Since 2025-11-17
TX RA
APPROVED_RES

Since 2025-11-17

Branch Locations

16020 Swingley Ridge Rd Ste 100, Chesterfield, MO 63017 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

16020 Swingley Ridge Rd Ste100, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Chesterfield	MO	09/2005	03/2020
Ameriprise Financial Services, Llc	Chesterfield	MO	03/2020	11/2025
Lpl Financial Llc	Chesterfield	MO	11/2025	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Chesterfield, MO
03/2020 → 11/2025

Ameriprise Financial Services, Llc

Chesterfield, MO
11/2025 → Present

Lpl Financial Llc

Chesterfield, MO

Previous Registrations

1995-10-31 → 2025-11-12

Ameriprise Financial Services, Llc

Chesterfield, MO

Manchester, MO

St. Louis, MO

St Louis, MO

Other Businesses

1. 10/2025 - Michael Paul Hughes Financial - DBA for LPL Business (entity for LPL business) - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Chesterfield, MO 63017 - OBA Start Date: 11/06/2025

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-09-15

S63 Uniform Securities Agent State Law Examination

1989-09-15

Designations

Other Names

Michael Paul Huges

View on SEC IAPD