Constance Joy Herrstrom

Current Employers

Sax Wealth Advisors, Llc

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-03-03

NJ RA
APPROVED

Since 2026-03-03

Branch Locations

Roosevelt, NJ • United States

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Premier Financial Planning, Inc.	Princeton	NJ	12/1994	Present
Sax Wealth Advisors, Llc	Parsippany	NJ	02/2026	Present

12/1994 → Present

Premier Financial Planning, Inc.

Princeton, NJ
02/2026 → Present

Sax Wealth Advisors, Llc

Parsippany, NJ

Previous Registrations

2012-03-30 → 2026-07-07

Premier Financial Planning, Inc.

Princeton, NJ
2002-07-10 → 2004-06-22

Premier Financial Planning, Inc.

Princeton, NJ

Other Businesses

Elected councilwoman for the Borough of Roosevelt, New Jersey. Responsibilities include community development initiatives, reviewing and voting on local ordinances and municipal matters. This position is unpaid, non-securities related, and conducted outside of normal trading hours. No investment advisory or securities activities are performed in connection with this role. Start Date: 01/2026 End Date: 12/2028

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-09-25

S63 Uniform Securities Agent State Law Examination

1989-09-25

Designations

Other Names

Constance Joy Harmon

View on SEC IAPD