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Ivis Hernandez

Ubs Financial Services Inc.

Coral Gables, FL

Pinecrest, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-07-30
  • FL RA
    APPROVED
    Since 2009-07-30

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Pinecrest, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Coral Gables FL 11/2013 Present
Previous Registrations
  • 2006-08-02 → 2009-03-11
    Morgan Keegan & Company, Llc
    Coral Gables, FL
  • 1994-09-23 → 2006-08-10
    Citigroup Global Markets Inc.
    Miami, FL
    Miami, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-11-01
  • S63 Uniform Securities Agent State Law Examination
    2005-11-01
Other Names
  • Ivis Lorente

View on SEC IAPD

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