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Marblehead, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Securities, Llc | New York | NY | 09/2015 | 04/2017 |
| Btig Llc | New York | NY | 04/2017 | 04/2023 |
| Turret Investments, Llc | Cohasset | MA | 01/2026 | Present |
| N/A | N/A | XX | 05/2023 | 12/2025 |
NIH Global Advisors, LLC 10 Sutton Ct Mount Sinai, NY 11766 *Home office investment entity *Treasurer *Founded 2025 *spend approx 20 hrs per month/approx 1 hr per day during security trading hours *duties include overseeing stock/bond portfolio and standard Treasurer activities NIH Properties, LLC 10 Sutton Ct Mount Sinai, NY 11766 *Real Estate Holding Company *Treasurer *owns rental properties *Founded 2025 *Spend approx 3-4 hrs per month/I do not spend time during trading hours *duties include standard Treasurer activities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-07 |
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