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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-19 |
Branch Locations
2101 Cedar Springs Road Suite 1850, Dallas, TX 75201 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Ria Llc | Houston | TX | 01/2011 | 06/2021 |
| Usca Securities Llc | Houston | TX | 01/2011 | Present |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Arax Advisory Partners | Dallas | TX | 06/2026 | Present |
1. 1-800-STRIPER, LLC; not investment-related; Rochester, NY; Pavement/Parking Lot Striping Services; Sole Owner, General Partner, Managing Partner; Spring 2024; 20 hours/month; 10 hours/month; oversight of the business, hire employees, business development, strategic decisions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-12 |
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