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Current Employers
Wynstone Investment Advisors, Llc.

Crystal Lake, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-08-17
  • IL RA
    APPROVED
    Since 2012-08-17

Branch Locations

Crystal Lake, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc Mount Prospect IL 06/2007 Present
  • 06/2007 → Present
    J.P. Morgan Securities Inc
    Mount Prospect, IL
Previous Registrations
  • 2012-08-17 → 2023-01-19
    Crystal Lake, IL
  • 2009-03-23 → 2012-03-05
    Optimum Investment Advisors, Llc
    Chicago, IL
  • 2008-10-01 → 2008-10-22
    Mount Prospect, IL
  • 2007-07-13 → 2008-10-01
    J.P. Morgan Securities Inc.
    Mount Prospect, IL
    Chicago, IL
  • 2006-04-17 → 2007-06-01
    Lasalle Financial Services, Inc.
    Chicago, IL
    South Barrington, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-15
S63 Uniform Securities Agent State Law Examination 1989-08-03
  • S66 Uniform Combined State Law Examination
    2006-04-15
  • S63 Uniform Securities Agent State Law Examination
    1989-08-03
Designations

View on SEC IAPD

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