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Nicolas Torrens

Fisher Investments

Plano, TX

Tampa, FL

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-18
TX RA APPROVED_RES 2024-09-16
  • FL RA
    APPROVED
    Since 2024-09-18
  • TX RA
    APPROVED_RES
    Since 2024-09-16

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 04/2018 08/2021
Santander Securities, Llc Dorchester MA 04/2018 08/2021
American Cable Co Philadelphia PA 01/2015 01/2018
Fisher Investments Tampa FL 07/2024 Present
Mdm Worldwide Solutions, Inc. New York NY 10/2021 05/2024
  • 04/2018 → 08/2021
    Santander Bank, Na
    Boston, MA
  • 04/2018 → 08/2021
    Santander Securities, Llc
    Dorchester, MA
  • 01/2015 → 01/2018
    American Cable Co
    Philadelphia, PA
  • 07/2024 → Present
    Fisher Investments
    Tampa, FL
  • 10/2021 → 05/2024
    Mdm Worldwide Solutions, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-16
S63 Uniform Securities Agent State Law Examination 2018-06-06
  • S65 Uniform Investment Adviser Law Examination
    2024-09-16
  • S63 Uniform Securities Agent State Law Examination
    2018-06-06
Other Names
  • Nicolas Alexander Torrens

View on SEC IAPD

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