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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-03-08 |
| TX | RA | APPROVED | 2024-03-08 |
Branch Locations
8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 01/2002 | 03/2024 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 03/2024 | Present |
STEWART FARM HOLDINGS, LLC, NOT INV RELATED, WHITESTOWN, IN, 100% OWNERSHIP WITH SPOUSE, START DATE: 3/15/2022, 40 HOURS PER MONTH, 0 HOURS DURING TRADING, OWNING AND MAINTAINING SMALL FRUIT ORCHARD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-04 |
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