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300 Kimball Drive Suite 310, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-09 |
| VA | RA | APPROVED | 2025-03-24 |
Branch Locations
St. Petersburg, FL • United States
504 Libbie Avenue, Richmond, VA 23226 • United States
300 Kimball Drive Suite 310, Parsippany, NJ 07054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. | Milwaukee | WI | 08/1987 | 03/2025 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 06/1989 | 03/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | 03/2025 |
| Bleakley Financial Group | Fairfield | NJ | 03/2025 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES FOR SALES OF LIFE, HEALTH, LTC, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 50% OWNER, M&JM PROPERTIES, LLC, MY HOME ADDRESS, INVESTMENT RENTAL PROPERTY, START DATE: 6/3/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT-RELATED. 3)80% OWNER, GS1250FL, LLC, LEGAL ENTITY - RECEIVING WMC AND RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 08/26/2021, HOURS PER MONTH: 0-5, INVESTMENT RELATED, HOURS DURING SECURITIES TRADING HOURS: 0-5, FLORIDA BASED LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 4) 100% OWNER, ROWLAND600, LLC, LEGAL ENTITY, START DATE: 11/5/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER 5) 100% Owner, 504 Libbie LLC, Rental Property, start date 2019, 0-5 hours, owner 6) 10% Owner, 149 E 49 Retail LLC, rental property, start date 2015, 0 -5 hours, Passive member 7) 2.3% owner, 4.6% in GST trust, 695 Lex Partners LLC, rental property, start date 2019, 0-5 hours, passive member 8) 5.651% owner, 3612 Broadway LLC, rental property, start date 2007, 0-5 hours, passive member 9) passive investor, Cantor Silverstein QOZ Trust, qualified opportunity limited partnership, start date 2021, 0-5 hours, 10) board member, CKG Foundation, not for profit charity, start date 2019, 0-5 hours 11) owner, Common House LLC, social club 206 Market St. Charlottesville, VA 22902, start date 2016, 0 hours, passive member 12) limited partner, Markel Eagle Partners Fund II, real estate limited partnership, start date 2011, 0 hours, passive investor 13) passive investor, limited partnership, Northwestern Mutual Private Equity Coinvestment Fund I, LP, 720 E Wisconsin Ave., Northwestern Mutual Milwaukee, WI 53202, start date 2021 14) owner, TIA Ventures Fund III LP, Venture capital fund, NY, NY, start date 2022, 0 hours, owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-10 |
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