Richard Joseph Clifford

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-10-03
PA	RA	APPROVED	2024-05-16

CT RA
APPROVED

Since 2025-10-03
PA RA
APPROVED

Since 2024-05-16

Branch Locations

Milford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Securities	Marlton	NJ	11/2012	05/2024
Lpl Financial	Marlton	NJ	05/2024	Present

11/2012 → 05/2024

Lincoln Financial Securities

Marlton, NJ
05/2024 → Present

Lpl Financial

Marlton, NJ

Previous Registrations

2012-11-05 → 2024-05-16

Osaic Fs, Inc.

Warminster, PA

Marlton, NJ

Greensboro, NC
2008-06-09 → 2012-11-16

Cetera Wealth Services, Llc

Marlton, NJ

Minnetonka, MN

Mt Laurel, NJ

King Of Prussia, PA

Cherry Hill, NJ
2003-02-26 → 2008-06-06

Principal Securities, Inc.

Marlton, NJ

Marlton, NJ
2002-05-14 → 2003-03-07

1717 Capital Management Company

Marlton, NJ

Other Businesses

1) 05/2024 - Strategic wealth partners, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 05/2024 - Strategic wealth partners, LLC / Non-Variable Insurance / Inv. Related / WARMINSTER PA / Start date 01/01/2015 - 40 Hrs per month -30 % Time Spent

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-11-30

S63 Uniform Securities Agent State Law Examination

1990-11-30

Designations

Other Names

Rick Clifford
Richard Joseph Clifford
Richard Clifford

View on SEC IAPD