David Lester Neville

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-01-16
TX	RA	APPROVED	2022-08-30
GA	RA	APPROVED	2007-07-24

SC RA
APPROVED

Since 2024-01-16
TX RA
APPROVED

Since 2022-08-30
GA RA
APPROVED

Since 2007-07-24

Branch Locations

1504 Bombay Ln, Roswell, GA 30076 • United States

Johns Island, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Roswell	GA	01/2007	Present

01/2007 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Roswell, GA

Other Businesses

1. 01/2007 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) 2. 01/2007 - Financial Connection LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-02-15

S63 Uniform Securities Agent State Law Examination

1990-02-15

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

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