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Timothy Brian Williams

Stifel, Nicolaus & Company, Incorporated

Portage, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-22
MI RA APPROVED 2021-03-19
TX RA APPROVED 2021-03-19
  • FL RA
    APPROVED
    Since 2021-03-22
  • MI RA
    APPROVED
    Since 2021-03-19
  • TX RA
    APPROVED
    Since 2021-03-19

Branch Locations

950 Trade Center Way Suite 305, Portage, MI 49002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Kalamazoo MI 11/1989 03/2021
Northwestern Mutual Investment Services Milwaukee WI 12/2001 03/2021
Stifel Nicolaus & Co Inc Portage MI 03/2021 Present
  • 11/1989 → 03/2021
    Robert W. Baird & Co. Incorporated
    Kalamazoo, MI
  • 12/2001 → 03/2021
    Northwestern Mutual Investment Services
    Milwaukee, WI
  • 03/2021 → Present
    Stifel Nicolaus & Co Inc
    Portage, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-04
S63 Uniform Securities Agent State Law Examination 1990-01-30
  • S65 Uniform Investment Adviser Law Examination
    2010-11-04
  • S63 Uniform Securities Agent State Law Examination
    1990-01-30

View on SEC IAPD

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