Richard Joseph Less

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
NJ	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-02
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States

Sea Isle City, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Fairfield	NJ	06/2009	08/2017
Morgan Stanley	Paramus	NJ	08/2017	Present

06/2009 → 08/2017

Morgan Stanley Smith Barney

Fairfield, NJ
08/2017 → Present

Morgan Stanley

Paramus, NJ

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Paramus, NJ

Fairfield, NJ
2002-07-18 → 2007-04-02

Morgan Stanley Dw Inc.

Paramus, NJ

Fairfield, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-08
S63	Uniform Securities Agent State Law Examination	1989-08-23

S65 Uniform Investment Adviser Law Examination

1998-07-08
S63 Uniform Securities Agent State Law Examination

1989-08-23