Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-02-09
TX RA APPROVED 2016-02-01
  • GA RA
    APPROVED
    Since 2016-02-09
  • TX RA
    APPROVED
    Since 2016-02-01

Branch Locations

3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Lcc Atlanta GA 02/2016 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
Previous Registrations
  • 2003-01-17 → 2016-03-02
    Credit Suisse Securities (Usa) Llc
    Atlanta, GA
    Atlanta, GA
  • 1994-10-25 → 2003-01-17
    Pershing Llc
    Atlanta, GA
Other Businesses

TRUSTEE FOR BROTHER'S TRUST, INV RELATED, ATLANTA, GA, START: 3/11/19, 4 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR PARENT'S TRUST, INV RELATED, ST. LOUIS, MO, START: 6/12/2019, 1 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR NIECE'S TRUST, INV RELATED, ROBINSON, IL, START: 10/22/2019, 2 HRS/MONTH, 2 HRS DURING TRADING.; CO-TRUSTEE FOR NEPHEW'S TRUST, INV RELATED, ROBINSON, IL, START: 10/22/2019, 2 HRS/MONTH, 2 HRS DURING TRADING. CO-TRUSTEE FOR NIECE'S TRUST, INV RELATED, ROBINSON, IL, START: 10/22/2019, 2 HRS/MONTH, 2 HRS DURING TRADING.; CO-TRUSTEE FOR NEPHEW'S TRUST, INV RELATED, ROBINSON, IL, START: 10/22/2019, 2 HRS/MONTH, 2 HRS DURING TRADING. JKH INVESTMENT GROUP LP, NOT INVT RELATED, ST. LOUIS, MO, 49.95% OWNERSHIP, START DATE 1/29/2020, 3 HRS PER MONTH, 0 HRS DURING TRADING, MANAGING MEMBER OF GENERAL PARTNER.; TRUSTEE FOR FATHER'S TRUST, INV RELATED, ATLANTA, GA, START: 5/8/2020, 2 HRS/MONTH, 0 HRS DURING TRADING. HHIGGINS MANAGEMENT, LLC; NOT INVESTMENT RELATED; ATLANTA,GA; 100% OWNERSHIP; START DATE 02/03/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; MANAGING MEMBER OF FAMILY LLC.; TRUSTEE FOR NIECE'S TRUST, INV RELATED, ATLANTA, GA, START: 6/25/2020, 1 HR/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR NIECE'S TRUST, INV RELATED, ATLANTA, GA, START: 6/25/2020, 1 HR/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR NEPHEW'S TRUST, INV RELATED, ATLANTA, GA, START: 6/25/2020, 1 HR/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR NEPHEW'S TRUST, INV RELATED, ATLANTA, GA, START: 6/25/2020, 1 HR/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR PARENT'S TRUST, INV RELATED, ATLANTA, GA, START: 7/17/2020, 1 HR/MONTH, 0 HRS DURING TRADING. SALLY W. HIGGINS FAMILY PARTNERSHIP, LP; NOT INVESTMENT RELATED; ATLANTA,GA; 99% OWNERSHIP; START DATE 07/17/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. EMERALD BRONCO HOLDINGS, LLC, INVT RELATED, ATLANTA, GA, 25% OWNERSHIP, START DATE 6/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER.; TRUSTEE FOR DAUGHTER'S TRUST, INV RELATED, ATLANTA, GA, START: 4/19/2022, 1 HR/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR SON'S TRUST, INV RELATED, ATLANTA, GA, START: 2/14/2023, LESS THAN 1 HOUR A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-14
S63 Uniform Securities Agent State Law Examination 1994-10-14
  • S65 Uniform Investment Adviser Law Examination
    1995-07-14
  • S63 Uniform Securities Agent State Law Examination
    1994-10-14
Other Names
  • Christy Higgins
  • Christy Lucile Higgins

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor