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425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-11-26 |
| FL | RA | APPROVED | 2024-05-08 |
| WI | RA | APPROVED | 2023-02-14 |
| MN | RA | APPROVED | 2023-01-05 |
Branch Locations
425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States
12800 Whitewater Drive Suite 100, Minnetonka, MN 55343 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ifs Securities | Atlanta | GA | 07/2012 | 08/2019 |
| Cabot Lodge Securities | Schaumburg | IL | 09/2019 | Present |
| Sb Advisory, Llc | Atlanta | GA | 02/2016 | 01/2023 |
| Cl Wealth Management Llc | Schaumburg | IL | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-15 |
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