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Current Employers
Cl Wealth Management Llc

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-11-26
FL RA APPROVED 2024-05-08
WI RA APPROVED 2023-02-14
MN RA APPROVED 2023-01-05
  • CO RA
    APPROVED
    Since 2024-11-26
  • FL RA
    APPROVED
    Since 2024-05-08
  • WI RA
    APPROVED
    Since 2023-02-14
  • MN RA
    APPROVED
    Since 2023-01-05

Branch Locations

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

12800 Whitewater Drive Suite 100, Minnetonka, MN 55343 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ifs Securities Atlanta GA 07/2012 08/2019
Cabot Lodge Securities Schaumburg IL 09/2019 Present
Sb Advisory, Llc Atlanta GA 02/2016 01/2023
Cl Wealth Management Llc Schaumburg IL 01/2023 Present
  • 07/2012 → 08/2019
    Ifs Securities
    Atlanta, GA
  • 09/2019 → Present
    Cabot Lodge Securities
    Schaumburg, IL
  • 02/2016 → 01/2023
    Atlanta, GA
  • 01/2023 → Present
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-25
S63 Uniform Securities Agent State Law Examination 1989-09-15
  • S65 Uniform Investment Adviser Law Examination
    2016-02-25
  • S63 Uniform Securities Agent State Law Examination
    1989-09-15

View on SEC IAPD

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