Mary Anne Medicus

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2007-03-07

CO RA
APPROVED

Since 2007-03-07

Branch Locations

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Lafayette	CO	03/2007	Present

03/2007 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Lafayette, CO

Previous Registrations

1999-01-27 → 2007-03-09

1717 Capital Management Company

Lafayette, CO

Lafayette, CO

Other Businesses

1. 03/07/2007 - MEDICUS FINANCIAL / DBA FOR FINANCIAL SERVICES AND NON-VARIABLE INSURANCE / 665 HOMESTEAD ST, BOULDER, CO 80026 / 25% OF HOURS 2. 2/13/2008 - Medicus Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 8/3/2017 - Summit Broadcasting - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/02/2007 - 1 Hour Per Month During Securities Trading. 4. 04/10/2026 - Medicus Insurance Solutions - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/08/2026 - 60 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-28
S63	Uniform Securities Agent State Law Examination	1991-11-13

S65 Uniform Investment Adviser Law Examination

1998-07-28
S63 Uniform Securities Agent State Law Examination

1991-11-13

Designations

View on SEC IAPD