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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-15 |
| TX | RA | APPROVED | 2024-02-15 |
Branch Locations
One Fishers Road, Suite 115, Pittsford, NY 14534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Xceed Financial | Rochester | NY | 04/2011 | 02/2024 |
| Lpl Financial Llc | Rochester | NY | 04/2011 | 02/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2024 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 2) PROVIOS ADVISORS, 1 FISHERS RD SUITE 115 PITTSFORD NY, 08/2024, OWNER, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 3) PROVIOS ADVISORS, LLC, One Fishers Road, Suite 115, Pittsford NY 14534, United States, 11/20/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40/Mo - 40/Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-25 |
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