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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kevin J Goering Cpa, P.A. | Lawrence | KS | 05/1993 | Present |
| Avantax Investment Services, Inc. | Lawrence | KS | 08/1997 | 09/2025 |
| Avantax Advisory Services | Lawrence | KS | 06/2003 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Newton | KS | 01/1999 | 09/2025 |
| Cetera Wealth Services, Llc | Newton | KS | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) KSG Properties LLC 537 Brentwood Dr Lawrence KS 66049 ~Rental Property Owner/Management~Other~9/1/2006~1hrs~0hrs~Collection of rents and payment of bills as member of LLC. 2) Kevin J. Goering, CPA PA 2201 W. 25th Suite N~Lawrence~KS~66047~Tax Preparation/Accounting~Tax Preparation/Accounting~5/1/1993~160hrs~120hrs~Accounting and Tax Preparation 3) Kevin & Sheryl Goering 537 Brentwood Dr~Lawrence~KS~66049~Farming/Agriculture/Dairy~Partner/General Partner~1/1/2001~1hrs~0hrs~farmland ownership joint ownership| 4) GOERING CPA PA POSITION: Tax Preparation/Accounting NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/1993; 601 SE 36th St SUITE 139, NEWTON KS 67114, Accounting and Tax Preparation 5)PROGRESSIVE HEALTHCARE ALLIANCE POSITION: Check signing authority NATURE: Progressive Healthcare Alliance is a non-profit organization. The members are all retirement home communities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: PO Box 3684, Lawrence KS 66046, United States DESCRIPTION: Our accounting office pays for the outstanding invoices of the organization. I sign the checks. 6) MARNA GOERING REVOCABLE TRUST POSITION: CO-TRUSTEE NATURE: CO-TRUSTEE (WITH SISTER) OF 90 YEAR OLD MOTHER'S REVOCABLE TRUST AFTER HER RESIGNATION. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/17/2022 ADDRESS: 441 E KODIAK CT, KECHI KS 67067, United States DESCRIPTION: DEPOSIT INCOME FROM FARM RENTAL INCOME. PAY INVOICES FOR FARM RENTAL EXPENSES. PAY INVOICES FOR PERSONAL EXPENSES. RECONCILE CHECKING ACCOUNT. INSURE THAT TAX RETURNS ARE FILED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-02 |
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