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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • KS RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

2201 W 25Th St Suite N, Lawrence, KS 66047 • United States

601 Se 36Th St #139, Newton, KS 67114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kevin J Goering Cpa, P.A. Lawrence KS 05/1993 Present
Avantax Investment Services, Inc. Lawrence KS 08/1997 09/2025
Avantax Advisory Services Lawrence KS 06/2003 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Newton KS 01/1999 09/2025
Cetera Wealth Services, Llc Newton KS 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/1993 → Present
    Kevin J Goering Cpa, P.A.
    Lawrence, KS
  • 08/1997 → 09/2025
    Avantax Investment Services, Inc.
    Lawrence, KS
  • 06/2003 → 09/2025
    Avantax Advisory Services
    Lawrence, KS
  • 01/1999 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Newton, KS
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Newton, KS
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-06-30 → 2025-09-05
    Avantax Advisory Services
    Lawrence, KS
    Newton, KS
    Lawrence, KS
Other Businesses

1) KSG Properties LLC 537 Brentwood Dr Lawrence KS 66049 ~Rental Property Owner/Management~Other~9/1/2006~1hrs~0hrs~Collection of rents and payment of bills as member of LLC. 2) Kevin J. Goering, CPA PA 2201 W. 25th Suite N~Lawrence~KS~66047~Tax Preparation/Accounting~Tax Preparation/Accounting~5/1/1993~160hrs~120hrs~Accounting and Tax Preparation 3) Kevin & Sheryl Goering 537 Brentwood Dr~Lawrence~KS~66049~Farming/Agriculture/Dairy~Partner/General Partner~1/1/2001~1hrs~0hrs~farmland ownership joint ownership| 4) GOERING CPA PA POSITION: Tax Preparation/Accounting NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/1993; 601 SE 36th St SUITE 139, NEWTON KS 67114, Accounting and Tax Preparation 5)PROGRESSIVE HEALTHCARE ALLIANCE POSITION: Check signing authority NATURE: Progressive Healthcare Alliance is a non-profit organization. The members are all retirement home communities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: PO Box 3684, Lawrence KS 66046, United States DESCRIPTION: Our accounting office pays for the outstanding invoices of the organization. I sign the checks. 6) MARNA GOERING REVOCABLE TRUST POSITION: CO-TRUSTEE NATURE: CO-TRUSTEE (WITH SISTER) OF 90 YEAR OLD MOTHER'S REVOCABLE TRUST AFTER HER RESIGNATION. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/17/2022 ADDRESS: 441 E KODIAK CT, KECHI KS 67067, United States DESCRIPTION: DEPOSIT INCOME FROM FARM RENTAL INCOME. PAY INVOICES FOR FARM RENTAL EXPENSES. PAY INVOICES FOR PERSONAL EXPENSES. RECONCILE CHECKING ACCOUNT. INSURE THAT TAX RETURNS ARE FILED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-07
S63 Uniform Securities Agent State Law Examination 1997-10-02
  • S65 Uniform Investment Adviser Law Examination
    1998-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-10-02
Designations

View on SEC IAPD

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