Alfred John Puchala

Current Employers

Capzone Management Llc

50 Washington Street Suite 402E, Norwalk, CT 06854 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-04-26

CT RA
APPROVED

Since 2024-04-26

Branch Locations

50 Washington Street Suite 402E, Norwalk, CT 06854 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capitol Peak And Affiliates	New York	NY	02/2014	04/2018
Academy Securities	New York	NY	10/2014	12/2017
Capzone Management Llc	Norwalk	CT	03/2024	Present
Capzone Management Llc	Norwalk	CT	04/2018	Present
Capitol Peak Asset Management Llc	Washington	DC	02/2014	04/2018

02/2014 → 04/2018

Capitol Peak And Affiliates

New York, NY
10/2014 → 12/2017

Academy Securities

New York, NY
03/2024 → Present

Capzone Management Llc

Norwalk, CT
04/2018 → Present

Capzone Management Llc

Norwalk, CT
02/2014 → 04/2018

Capitol Peak Asset Management Llc

Washington, DC

Other Businesses

PUCHALA J CO., INC - NATURE OF BUS: FAMILY INVESTMENT COMPANY - ROLE: 50% OWNERS WITH WIFE AND MANAGING MEMBER - HRS DEVOTED PER WEEK: 1 - HRS DEVOTED DURING BUS HRS: TIME DEVOTED IF INVESTING. Alfred John Puchala, Jr. is a lawyer.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-27
S63	Uniform Securities Agent State Law Examination	2011-12-08

S65 Uniform Investment Adviser Law Examination

2023-12-27
S63 Uniform Securities Agent State Law Examination

2011-12-08

Other Names

Al Puchala
Alfred John Puchala
Alfred John Puchala
Alfred John Puchala

View on SEC IAPD