Adam Lloyd Bechler

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2003-07-01

OH RA
APPROVED

Since 2003-07-01

Branch Locations

950 Main Ave Ste 300, Cleveland, OH 44113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Cleveland	OH	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Cleveland	OH	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Cleveland, OH
11/2016 → Present

Wells Fargo Clearing Services, Llc

Cleveland, OH

Previous Registrations

1994-05-17 → 2003-07-01

Prudential Equity Group, Llc

Cleveland, OH

Other Businesses

POWR OF ATTORNEY FOR MOTHER; INV RELATED; CLEVELAND, OH; POWER OF ATTORNEY; 02/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING; FACILITATING PARENTAL CARE | POWER OF ATTORNEY FOR FATHER; INV RELATED; CLEVELAND, OH; POWER OF ATTORNEY; 02/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADINGL; FACILITATING PARENTAL CARE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-06
S63	Uniform Securities Agent State Law Examination	1993-04-30

S65 Uniform Investment Adviser Law Examination

1993-07-06
S63 Uniform Securities Agent State Law Examination

1993-04-30

View on SEC IAPD