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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-11-23
TX RA APPROVED 2021-11-16
  • LA RA
    APPROVED
    Since 2021-11-23
  • TX RA
    APPROVED
    Since 2021-11-16

Branch Locations

12320-3 Highway 44, Suite B, Gonzales, LA 70737 • United States

10313 Jefferson Hwy Ste B, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management Inc Gonzales LA 04/2012 11/2021
Altus Wealth Management Gonzales LA 04/2012 Present
Lpl Financial Llc Baton Rouge LA 11/2021 Present
Previous Registrations
Other Businesses

1) 11/16/2021 - ALTUS BENEFIT SOLUTIONS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 40 Hours Per Month/ 10 Hours During Securities Trading 2) 11/16/2021- BROWN GROUP LLC-At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only 3) 11/16/2021 - ALTUS REAL ESTATE- Investment Related - BATON ROUGE, LA - Real Estate Rental- partner- Start 2013 4) 11/16/2021- JOEWOOD LLC- part owner- inv. related- GONZALES, LA- 0hrs/mth 5) 11/16/2021 - Altus Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- BATON ROUGE LA - Start 4/20/2012 6) 11/16/2021 - ALTUS BENEFIT SOLUTIONS- Insurance Agency- part owner- inv. related- BATON ROUGE LA- 40hrs/mth 7) 11/2021- Gladstone Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- BATON ROUGE LA 8) 07/03/2023 - Altus Holdings, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 09/20/2022 - 5 Hours Per Month/ 1 Hour During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1989-06-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1989-06-21
Other Names
  • Ronnie Brown

View on SEC IAPD

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