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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-02-11
CT RA APPROVED 2012-08-13
DE RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • PA RA
    APPROVED
    Since 2019-02-11
  • CT RA
    APPROVED
    Since 2012-08-13
  • DE RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

211 E State St, Kennett Square, PA 19348 • United States

1011 Centre Rd Suite 305, Wilmington, DE 19805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Wilmington DE 11/1997 Present
Raymond James Financial Services Advisors, Inc Wilmington DE 01/2009 Present
Butler Financial, Ltd Wilmington DE 01/2004 Present
Other Businesses

(1)Name of Business: Butler FInancial, Ltd Address: 1011 Centre Rd - Suite 305, Wilmington, DE, 19805,, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my operating company to pay salaries, bills, health ins, 401k for myself and employees from revenue of my affiliation w/ RJFS. All revenue received from RJFS is journaled into the RJ Bank acct held by BF Ltd. (2)Name of Business: Church Finance Committee Address: 15 E Pleasant Grove Rd, West Chester, PA, 19382, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/30/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisory role reporting to the pastor (3)Name of Business: Financial Stability For Life Address: 1011 Centre Rd - Suite 305, Wilmington, DE, 19805, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 10/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have completed the writing of my book Financial Stability For Life.Myself and advantage media will be placing the book for sale on Amazon.com. In theory the book could be sold, the primary purpose is to provide the book to clients and prospective clie

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-14
S63 Uniform Securities Agent State Law Examination 1989-06-21
  • S65 Uniform Investment Adviser Law Examination
    1995-08-14
  • S63 Uniform Securities Agent State Law Examination
    1989-06-21

View on SEC IAPD

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